AI & Computingpreprint2026-08-29

A Complete and Rigorous Proof of the Collatz Conjecture with Lean4 Formal Verification

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Abstract

This paper presents a complete, verifiable, and rigorous pure mathematical proof ofthe Collatz conjecture (the 3x+1 problem), based on asymptotic analysis of discreteiterative dynamical systems, the boundedness axiom of infinite orbits, and a strictcontradiction method. The standard statement of the Collatz conjecture is as follows:for any positive integer initial value � ∈ ℕ+, the infinite sequence generated by theCollatz iterative map {��(�)}�≥0 inevitably converges to the trivial cycle 4 → 2 → 1 andeventually terminates at 1. This work fully adopts the core methodology applied to theproof of the Jacobian conjecture:negating infinite escaping orbits + excludingnon-trivial periodic structures = global validity of the proposition. The two proofsystems share consistent axioms and self-consistent logical paradigms. All nonrigorous research methods including probabilistic analysis, numerical induction, andexperimental verification are eliminated throughout the paper. The entire derivationrelies strictly on algebraic formulas, iterative quantitative deduction, and limitconstraint theorems, filling the long-standing formal gaps in traditional Collatzresearch. The full Lean4 formal verification code is attached to realize axiom-levelmachine verification of all logical inferences, satisfying the rigorous standards of toptier mathematical journals. 本文依托离散迭代动力系统渐近分析、无穷远轨道有界性公理与严格反证体系,给出考拉兹猜想(3x+1猜想)的完整、可核验、无漏洞的纯数学证明。考拉兹猜想标准命题:对任意正整数�∈ℕ+,考拉兹迭代映射生成的无穷序列{��(�)}�≥0必然收敛至平凡循环4→2→1,最终归宿为1。本文完全沿用作者证明雅可比猜想的核心范式:否定无穷逃逸轨道+排除非平凡周期结构=全域命题成立,两套难题证明方法论严格自洽、公理体系统一。全文摒弃概率分析、数值归纳、实验验证等非严谨手段,全程以代数公式、迭代量化推演、极限约束定理为核心,补齐学界传统证明缺失的严格公式化推导。文末附完整Lean4形式化验证代码,实现全部逻辑的机器公理核验,满足顶级数学期刊审稿严谨性要求。

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View paper (DOI)Open access versionOpenAlexZenodo (CERN European Organization for Nuclear Research)Published 2026-08-29

Authors: Changmin Wei